Transactional Advisory Services (TAS) is a comprehensive, end-to-end advisory offering by Siddhartha Capital Limited (SCL), under Corporate Advisory Service, designed to support corporates, promoters, investors, and institutions through complex capital market and corporate transactions. The product leverages SCL’s strengths as a licensed merchant banker, its capital markets expertise, and strong investor network in Nepal.

TAS focuses on value creation across the transaction lifecycle—from strategy and structuring to execution and post-transaction support—while ensuring regulatory compliance and efficient deal closure.

Target Clients

• Public and private companies seeking capital infusion
• Promoters planning capital increase or dilution
• IPO-aspiring companies
• Institutional and strategic investors
• Family-owned, growth-stage, and promoter-driven enterprises exploring M&A opportunities
• Companies seeking to acquire, merge with, or divest businesses or assets

Key Use Cases

• Private placement of shares
• Capital increase and promoter induction
• Strategic stake sale or acquisition
• Merger & acquisition (buy-side / sell-side advisory)
• Structured transactions (equity, preference shares, other instruments)

Scope of Services

Transaction Structuring & Strategy

• Assessment of funding requirements and transaction objectives
• Structuring of equity / hybrid instruments
• Pricing and valuation support
• Deal feasibility and marketability assessment

Capital Raising & Private Placement Advisory

• Identification of suitable institutional, corporate, and HNI investors
• Preparation of Information Memorandum / Pitch Deck
• Marketing of transaction (within regulatory limits)
• Negotiation support on price, quantity, and terms

Due Diligence Coordination

• Financial due diligence support
• Legal and regulatory diligence coordination
• Commercial and business review assistance
• Gap analysis and risk mitigation advisory

Transaction Execution Support

• Transaction roadmap and timeline management
• Coordination between issuer, investors, legal counsel, auditors, and regulators
• Assistance in share subscription, allotment, and capital increase process
• Support in setting up a dedicated bank account for fund collection

Mergers & Acquisitions Advisory (Buy-Side & Sell-Side)

• Identification and evaluation of acquisition or merger targets
• Sell-side advisory including business positioning and buyer outreach
• Strategic fit analysis and synergy assessment
• Support in negotiation of valuation, control, and commercial terms
• Coordination of due diligence (financial, legal, regulatory)

Regulatory & Compliance Advisory

• Compliance with Companies Act, SEBON Regulations, and applicable directives
• KYC/AML compliance for investors
• Documentation support for filings and approvals
• Liaison support with regulators (where applicable)

Post-Transaction Support

• Capital restructuring advisory
• Corporate governance and disclosure advisory
• IPO-readiness support (if applicable)
• Investor reporting framework support

Key Deliverables

• Transaction strategy note
• Deal structure and pricing recommendation
• Information Memorandum / Investor Presentation
• Investor shortlist and engagement support
• Transaction execution checklist
• Closing and post-transaction support note

Competitive Advantages of Siddhartha Capital

• Licensed and reputed merchant banker in Nepal
• Strong institutional and HNI investor network
• Proven track record in IPOs, private placements, and capital market transactions
• Integrated approach combining advisory, compliance, and execution
• High governance, confidentiality, and professional standards

Risk Management & Confidentiality

• Strict confidentiality and information-barrier protocols
• Conflict-of-interest management
• Compliance-first transaction execution

Product Positioning Statement

Siddhartha Capital’s Transactional Advisory Services provide structured, compliant, and execution-focused solutions for capital raising and strategic transactions, enabling clients to unlock value and complete transactions efficiently in Nepal’s evolving capital market.